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Richard Allen Humphreys

BLUE STAR WEALTH MANAGEMENT LLC·SIMPSONVILLE, South Carolina
SIE, Series 7, Series 9, Series 10, Series 63, Series 6620 years registeredBLUE STAR WEALTH MANAGEMENT LLC
1205 FARMING CREEK DR, SIMPSONVILLE, SC 29680CRD# 3179578Firm CRD# 314728

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Allen Humphreys · SIMPSONVILLE, SC
Registration
CRD #3179578 · BLUE STAR WEALTH MANAGEMENT LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

BLUESTAR WEALTH MANAGEMENT
Jun 2025 – present
NOVUS ADVISORS
Jan 2017 – Jun 2025
Simpsonville, SC
CHARLES SCHWAB & CO., INC.
Apr 2006 – Feb 2017
GREENVILLE, SC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 63
Series 66
Registration record
First registered · April 3, 2006
Years registered · 20
03

Disclosure History

2008Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
BLUE STAR WEALTH MANAGEMENT LLC
CRD 314728 · SEC 801-121380
AUM
—
Regulatory assets under management
Employees
3
Total firm employees
Services offered by BLUE STAR WEALTH MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
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05

Frequently Asked Questions

What services does Richard Allen Humphreys offer?
Richard Allen Humphreys specializes in Investment Management, Fee-Only Advisory. Contact their office in SIMPSONVILLE, South Carolina for a consultation.
What are Richard Allen Humphreys's credentials?
Richard Allen Humphreys is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Allen Humphreys located?
Richard Allen Humphreys is based in SIMPSONVILLE, South Carolina, working with BLUE STAR WEALTH MANAGEMENT LLC. Their office serves clients in the SIMPSONVILLE metropolitan area and surrounding communities.
How does Richard Allen Humphreys charge for services?
Richard Allen Humphreys's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BLUE STAR WEALTH MANAGEMENT LLC?
BLUE STAR WEALTH MANAGEMENT LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.
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Other Advisors at BLUE STAR WEALTH MANAGEMENT LLC

J Dustin Riggs
SIMPSONVILLE, SC
CFP

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Research
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