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William Merritt King

CORE COMPLIANCE GROUP, LLC·ROCK HILL, South Carolina
SIE, Series 6, Series 7, Series 63CFPClean record10 years registeredCORE COMPLIANCE GROUP, LLC
744 ARDEN LANE, ROCK HILL, SC 29732CRD# 5945182Firm CRD# 306661

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Merritt King · ROCK HILL, SC
Registration
CRD #5945182 · CORE COMPLIANCE GROUP, LLC · 10 years registered
Brand Profile
Not yet started
01

Career History

CORE ADVISORY GROUP
Jun 2020 – present
INDEPENDENT ADVISOR ALLIANCE, LLC
Mar 2016 – Jun 2020
Rock Hill, SC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Registration record
First registered · March 17, 2016
Years registered · 10
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CORE COMPLIANCE GROUP, LLC
CRD 306661 · SEC 801-122934
AUM
$238M
Regulatory assets under management
Employees
11
1,444 client accounts
Services offered by CORE COMPLIANCE GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CORE COMPLIANCE GROUP, LLC →
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05

Frequently Asked Questions

What services does William Merritt King offer?
William Merritt King specializes in Financial Planning, Investment Management. Contact their office in ROCK HILL, South Carolina for a consultation.
What are William Merritt King's credentials?
William Merritt King holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is William Merritt King located?
William Merritt King is based in ROCK HILL, South Carolina, working with CORE COMPLIANCE GROUP, LLC. Their office serves clients in the ROCK HILL metropolitan area and surrounding communities.
How does William Merritt King charge for services?
William Merritt King's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CORE COMPLIANCE GROUP, LLC?
CORE COMPLIANCE GROUP, LLC has approximately 11 employees and manages $238M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CORE COMPLIANCE GROUP, LLC

Meredith Lee Strosser
ROCK HILL, SC

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