AdvisorOS Directory
Claim Profile
Unclaimed Profile
WK

William Merritt King

CORE COMPLIANCE GROUP, LLC·ROCK HILL, South Carolina
Clean recordCORE COMPLIANCE GROUP, LLC
744 ARDEN LANE, ROCK HILL, SC 29732CRD# 5945182Firm CRD# 306661

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Merritt King · ROCK HILL, SC
Registration
CRD #5945182 · CORE COMPLIANCE GROUP, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

William Merritt King is a registered financial advisor based in ROCK HILL, South Carolina, affiliated with CORE COMPLIANCE GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

Speak with William

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if William is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
CORE COMPLIANCE GROUP, LLC
CORE ADVISORY GROUP
AUM
$238M
Regulatory assets under management
Employees
11
Total firm employees
View all advisors at CORE COMPLIANCE GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5945182
Firm CRD# 306661
View on FINRA BrokerCheck →

Looking for a financial advisor in ROCK HILL?

Browse all registered financial advisors in ROCK HILL, South Carolina or claim this profile if it's yours.

Browse ROCK HILL AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does William Merritt King offer?
William Merritt King specializes in Financial Planning, Investment Management. Contact their office in ROCK HILL, South Carolina for a consultation.
What are William Merritt King's credentials?
William Merritt King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Merritt King located?
William Merritt King is based in ROCK HILL, South Carolina, working with CORE COMPLIANCE GROUP, LLC. Their office serves clients in the ROCK HILL metropolitan area and surrounding communities.
How does William Merritt King charge for services?
William Merritt King's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CORE COMPLIANCE GROUP, LLC?
CORE COMPLIANCE GROUP, LLC has approximately 11 employees and manages $238M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at CORE COMPLIANCE GROUP, LLC

Meredith Lee Strosser
ROCK HILL, SC

More Advisors in ROCK HILL, South Carolina

Jr Larry Montague
BURKETT FINANCIAL SERVICES, LLC·ROCK HILL, SC
Harvey Charlie Heise
BURKETT FINANCIAL SERVICES, LLC·ROCK HILL, SC
Kendall James Anderson
ANDERSON GRIGGS & COMPANY, INC.·ROCK HILL, SC
Marsha Garvin Lephew
LEPHEW FINANCIAL SERVICES, INC.·ROCK HILL, SC
Adam Eric Mr. Ackerman
BNA WEALTH, INC.·ROCK HILL, SC
Donald Herbert Burkett
BURKETT FINANCIAL SERVICES, LLC·ROCK HILL, SC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in South Carolina
GREENVILLE (113)CHARLESTON (112)COLUMBIA (64)FORT MILL (31)MOUNT PLEASANT (28)FLORENCE (24)MT. PLEASANT (22)RIDGELAND (12)SPARTANBURG (10)WEST COLUMBIA (9)
City Guides
GREENVILLE GuideCHARLESTON GuideCOLUMBIA GuideFORT MILL GuideMOUNT PLEASANT Guide
Research
Advisor Fees in South CarolinaNational Fee Analysis
Request removal of this profile