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Samuel Dean Swisher

R.P. BOGGS & CO.·LAKE WYLIE, South Carolina
Series 65Clean record21 years registeredR.P. BOGGS & CO.
4100 CHARLOTTE HWY., LAKE WYLIE, SC 29710CRD# 4871405Firm CRD# 134217

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Samuel Dean Swisher · LAKE WYLIE, SC
Registration
CRD #4871405 · R.P. BOGGS & CO. · 21 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: R.P. BOGGS & CO.
R.P. BOGGS & CO. WEALTH MANAGEMENT
Mar 2016 – Aug 2023
Lake Wylie, SC
VANTAGE FINANCIAL PARTNERS LIMITED
Mar 2005 – Oct 2015
ARLINGTON HEIGHTS, IL
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 25, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
R.P. BOGGS & CO.
CRD 134217 · SEC 801-113237
AUM
$235M
Regulatory assets under management
Employees
4
820 client accounts
Services offered by R.P. BOGGS & CO.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at R.P. BOGGS & CO. →
Introduction

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05

Frequently Asked Questions

What services does Samuel Dean Swisher offer?
Samuel Dean Swisher specializes in Financial Planning, Investment Management, Wealth Management.
What are Samuel Dean Swisher's credentials?
Samuel Dean Swisher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Samuel Dean Swisher located?
Samuel Dean Swisher is based in LAKE WYLIE, South Carolina, last registered with R.P. BOGGS & CO..
How does Samuel Dean Swisher charge for services?
Samuel Dean Swisher's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is R.P. BOGGS & CO.?
R.P. BOGGS & CO. has approximately 4 employees and manages $235M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at R.P. BOGGS & CO.

Derek Martin Lewis
LAKE WYLIE, SC
CFP
Robert Paul Boggs
LAKE WYLIE, SC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
Advisor Fees in South CarolinaNational Fee Analysis
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