Unclaimed Profile

James Philip Bell

GREENWOOD CAPITAL ASSOCIATES, LLC·GREENWOOD, South Carolina

Series 65Clean record17 years registeredGREENWOOD CAPITAL ASSOCIATES, LLC

425 MAIN STREET, GREENWOOD, SC 29646CRD# 4330377Firm CRD# 115015

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Philip Bell · GREENWOOD, SC

Registration

CRD #4330377 · GREENWOOD CAPITAL ASSOCIATES, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GREENWOOD CAPITAL ASSOCIATES, LLC

GREENWOOD CAPITAL ASSOCIATES, LLC

Mar 2009 – Jul 2018

GREENWOOD, SC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 23, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GREENWOOD CAPITAL ASSOCIATES, LLC

CRD 115015 · SEC 801-60493

AUM

$1.5B

Regulatory assets under management

Employees

714 client accounts

Services offered by GREENWOOD CAPITAL ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GREENWOOD CAPITAL ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does James Philip Bell offer?

James Philip Bell specializes in Financial Planning, Investment Management, Wealth Management.

What are James Philip Bell's credentials?

James Philip Bell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Philip Bell located?

James Philip Bell is based in GREENWOOD, South Carolina, last registered with GREENWOOD CAPITAL ASSOCIATES, LLC.

How does James Philip Bell charge for services?

James Philip Bell's firm is compensated through percentage of aum, subscription fees, other: % of aum for retirement ed/cons/inv mgmt, ref fees, rev share,. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREENWOOD CAPITAL ASSOCIATES, LLC?

GREENWOOD CAPITAL ASSOCIATES, LLC has approximately 19 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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