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J Jay Peay

SWAIMBROWN WEALTH MANAGEMENT LLC·CLINTON, South Carolina
Series 65Clean record21 years registeredSWAIMBROWN WEALTH MANAGEMENT LLC
301 NORTH BROAD STREET, CLINTON, SC 29325CRD# 4893314Firm CRD# 133492

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
J Jay Peay · CLINTON, SC
Registration
CRD #4893314 · SWAIMBROWN WEALTH MANAGEMENT LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

SAVANT WEALTH MANAGEMENT
Dec 2023 – present
SWAIMBROWN WEALTH MANAGEMENT LLC
Feb 2005 – Feb 2024
CLINTON, SC
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · February 18, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SWAIMBROWN WEALTH MANAGEMENT LLC
CRD 133492 · SEC 801-113689
AUM
$138M
Regulatory assets under management
Employees
2
93 client accounts
Services offered by SWAIMBROWN WEALTH MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SWAIMBROWN WEALTH MANAGEMENT LLC →
Introduction

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05

Frequently Asked Questions

What services does J Jay Peay offer?
J Jay Peay specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CLINTON, South Carolina for a consultation.
What are J Jay Peay's credentials?
J Jay Peay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is J Jay Peay located?
J Jay Peay is based in CLINTON, South Carolina, working with SWAIMBROWN WEALTH MANAGEMENT LLC. Their office serves clients in the CLINTON metropolitan area and surrounding communities.
How does J Jay Peay charge for services?
J Jay Peay's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SWAIMBROWN WEALTH MANAGEMENT LLC?
SWAIMBROWN WEALTH MANAGEMENT LLC has approximately 2 employees and manages $138M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SWAIMBROWN WEALTH MANAGEMENT LLC

David Franklin Ramage
CLINTON, SC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in South Carolina
GREENVILLE (88)CHARLESTON (52)COLUMBIA (48)FORT MILL (24)MOUNT PLEASANT (22)MT. PLEASANT (14)GREENWOOD (9)ROCK HILL (9)SPARTANBURG (8)SENECA (8)
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GREENVILLE GuideCHARLESTON GuideCOLUMBIA GuideFORT MILL GuideMOUNT PLEASANT Guide
Research
Advisor Fees in South CarolinaNational Fee Analysis
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