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Richard James Walls

WALLS INVESTMENT MANAGEMENT COMPANY·BLUFFTON, South Carolina
Series 7, Series 24, Series 27, Series 53, Series 63Clean record30 years registeredWALLS INVESTMENT MANAGEMENT COMPANY
102 BUCKWALTER PARKWAY, BLUFFTON, SC 29910CRD# 809189Firm CRD# 123440

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard James Walls · BLUFFTON, SC
Registration
CRD #809189 · WALLS INVESTMENT MANAGEMENT COMPANY · 30 years registered
Brand Profile
Not yet started
01

Career History

WALLS INVESTMENT MANAGEMENT COMPANY
Feb 1996 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 27
Series 53
Series 63
Registration record
First registered · February 20, 1996
Years registered · 30
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WALLS INVESTMENT MANAGEMENT COMPANY
CRD 123440 · SEC 801-64253
AUM
$62M
Regulatory assets under management
Employees
1
151 client accounts
Services offered by WALLS INVESTMENT MANAGEMENT COMPANY
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at WALLS INVESTMENT MANAGEMENT COMPANY →
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Frequently Asked Questions

What services does Richard James Walls offer?
Richard James Walls specializes in Investment Management, Fee-Only Advisory. Contact their office in BLUFFTON, South Carolina for a consultation.
What are Richard James Walls's credentials?
Richard James Walls is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard James Walls located?
Richard James Walls is based in BLUFFTON, South Carolina, working with WALLS INVESTMENT MANAGEMENT COMPANY. Their office serves clients in the BLUFFTON metropolitan area and surrounding communities.
How does Richard James Walls charge for services?
Richard James Walls's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WALLS INVESTMENT MANAGEMENT COMPANY?
WALLS INVESTMENT MANAGEMENT COMPANY has approximately 1 employees and manages $62M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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