Unclaimed Profile

Susan Lockwood

LIBERTY ADVISORS, LLC·ANDERSON, South Carolina

SIE, Series 7, Series 63, Series 6525 years registeredLIBERTY ADVISORS, LLC

299 E GREENVILLE ST, ANDERSON, SC 29621CRD# 1807638Firm CRD# 145196

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan Lockwood · ANDERSON, SC

Registration

CRD #1807638 · LIBERTY ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

GREENE DIRECTIONS LLC

Apr 2026 – present

PREMIUM 72 CAPITAL

Jan 2026 – Apr 2026

HOUSTON, TX

PREMIUM 72 CAPITAL

Mar 2024 – Dec 2024

Anderson, SC

PREMIUM 72 CAPITAL

Jan 2021 – Dec 2023

Anderson, SC

SANDLAPPER WEALTH MANAGEMENT, LLC

Oct 2015 – Dec 2020

Easley, SC

CERTUS INVESTMENT ADVISORS, LLC

Oct 2012 – Oct 2015

CHARLOTTE, NC

EPS ADVISORS

Jan 2010 – Dec 2010

ANDERSON, SC

ERISA PLAN SERVICES INC

Jan 2009 – Jan 2010

ANDERSON, SC

SCOTT & STRINGFELLOW, INC.

Apr 2001 – Feb 2008

ANDERSON, SC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · April 23, 2001

Years registered · 25

Disclosure History

2013Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LIBERTY ADVISORS, LLC

CRD 145196 · SEC 801-70336

AUM

$38M

Regulatory assets under management

Employees

424 client accounts

Services offered by LIBERTY ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LIBERTY ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Susan Lockwood offer?

Susan Lockwood specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ANDERSON, South Carolina for a consultation.

What are Susan Lockwood's credentials?

Susan Lockwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susan Lockwood located?

Susan Lockwood is based in ANDERSON, South Carolina, working with LIBERTY ADVISORS, LLC. Their office serves clients in the ANDERSON metropolitan area and surrounding communities.

How does Susan Lockwood charge for services?

Susan Lockwood's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LIBERTY ADVISORS, LLC?

LIBERTY ADVISORS, LLC has approximately 1 employees and manages $38M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Other Advisors at LIBERTY ADVISORS, LLC

David Craig Dameron

ANDERSON, SC

ChFC

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in South Carolina

GREENVILLE (88)CHARLESTON (52)COLUMBIA (48)FORT MILL (24)MOUNT PLEASANT (22)MT. PLEASANT (14)ROCK HILL (9)GREENWOOD (9)SPARTANBURG (8)SENECA (8)

City Guides

GREENVILLE Guide CHARLESTON Guide COLUMBIA Guide FORT MILL Guide MOUNT PLEASANT Guide

Research

Advisor Fees in South Carolina National Fee Analysis

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