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Laura K Swan

SWAN GLOBAL MANAGEMENT LLC·HUMACAO, Puerto Rico
Unclaimed Profile
20 RIDGE TOP DR., HUMACAO, PR 00791CRD# 6446463Firm CRD# 173621
01

About

Laura K Swan is a registered financial advisor based in HUMACAO, Puerto Rico, affiliated with SWAN GLOBAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
SWAN GLOBAL MANAGEMENT LLC
SWAN GLOBAL MANAGEMENT
AUM
$2.1B
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at SWAN GLOBAL MANAGEMENT LLC →
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6446463
Firm CRD# 173621
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Laura K Swan offer?
Laura K Swan specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in HUMACAO, Puerto Rico for a consultation.
What are Laura K Swan's credentials?
Laura K Swan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Laura K Swan located?
Laura K Swan is based in HUMACAO, Puerto Rico, working with SWAN GLOBAL MANAGEMENT LLC. Their office serves clients in the HUMACAO metropolitan area and surrounding communities.
How does Laura K Swan charge for services?
Laura K Swan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SWAN GLOBAL MANAGEMENT LLC?
SWAN GLOBAL MANAGEMENT LLC has approximately 3 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Puerto Rico
SAN JUAN (212)GUAYNABO (84)DORADO (20)HATO REY (19)PONCE (6)
City Guides
SAN JUAN GuideGUAYNABO GuideDORADO GuideHATO REY GuidePONCE Guide
Research
Advisor Fees in Puerto RicoNational Fee Analysis
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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