Unclaimed Profile

Gregory Kaufman

POPULAR SECURITIES, LLC·HATO REY, Puerto Rico

SIE, Series 7, Series 7TO, Series 24, Series 50, Series 52TO, Series 53, Series 63, Series 79TOClean recordPOPULAR SECURITIES, LLC

POPULAR CENTER, 209 PONCE DE LEON, HATO REY, PR 00918CRD# 1720305Firm CRD# 8096

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Kaufman · HATO REY, PR

Registration

CRD #1720305 · POPULAR SECURITIES, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 50

Series 52TO

Series 53

Series 63

Series 79TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

POPULAR SECURITIES, LLC

CRD 8096 · SEC 801-57928

AUM

$2.2B

Regulatory assets under management

Employees

2,530 client accounts

Services offered by POPULAR SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at POPULAR SECURITIES, LLC →

Introduction

Speak with Gregory

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gregory is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HATO REY?

Browse all registered financial advisors in HATO REY, Puerto Rico or claim this profile if it's yours.

Browse HATO REY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Gregory Kaufman offer?

Gregory Kaufman specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HATO REY, Puerto Rico for a consultation.

What are Gregory Kaufman's credentials?

Gregory Kaufman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Kaufman located?

Gregory Kaufman is based in HATO REY, Puerto Rico, working with POPULAR SECURITIES, LLC. Their office serves clients in the HATO REY metropolitan area and surrounding communities.

How does Gregory Kaufman charge for services?

Gregory Kaufman's firm is compensated through percentage of aum, other: 12b-1 fees in money market product and referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POPULAR SECURITIES, LLC?

POPULAR SECURITIES, LLC has approximately 95 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →