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Carlos Rafael De Sevilla Rios

POPULAR SECURITIES, INC.·HATO REY, Puerto Rico
POPULAR SECURITIES, INC.
POPULAR CENTER, 209 PONCE DE LEON, HATO REY, PR 00918CRD# 2768091Firm CRD# 8096

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carlos Rafael De Sevilla Rios · HATO REY, PR
Registration
CRD #2768091 · POPULAR SECURITIES, INC.
Brand Profile
Not yet started
Disclosure history
3 disclosures on file · See FINRA BrokerCheck for full record
01

About

Carlos Rafael De Sevilla Rios is a registered financial advisor based in HATO REY, Puerto Rico, affiliated with POPULAR SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
POPULAR SECURITIES, LLC
POPULAR SECURITIES, LLC
AUM
$2.2B
Regulatory assets under management
Employees
95
Total firm employees
View all advisors at POPULAR SECURITIES, LLC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Other: 12B-1 FEES IN MONEY MARKET PRODUCT AND REFERRAL FEES
Regulatory
SEC/IARD CRD# 2768091
Firm CRD# 8096
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Carlos Rafael De Sevilla Rios offer?
Carlos Rafael De Sevilla Rios specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HATO REY, Puerto Rico for a consultation.
What are Carlos Rafael De Sevilla Rios's credentials?
Carlos Rafael De Sevilla Rios is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carlos Rafael De Sevilla Rios located?
Carlos Rafael De Sevilla Rios is based in HATO REY, Puerto Rico, working with POPULAR SECURITIES, INC.. Their office serves clients in the HATO REY metropolitan area and surrounding communities.
How does Carlos Rafael De Sevilla Rios charge for services?
Carlos Rafael De Sevilla Rios's firm is compensated through percentage of aum, other: 12b-1 fees in money market product and referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is POPULAR SECURITIES, INC.?
POPULAR SECURITIES, INC. has approximately 95 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Gregory Kaufman
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Javier David Ferrer
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Browse by Specialty

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Research
Advisor Fees in Puerto RicoNational Fee Analysis
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