Unclaimed Profile

Pablo C Penaloza

SYGNUS CAPITAL PR LLC·GUAYNABO, Puerto Rico

Clean recordSYGNUS CAPITAL PR LLC

METRO OFFICE PARK, VALENCIA BUILDING 17,, GUAYNABO, PR 00968CRD# 7720596Firm CRD# 283447

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Pablo C Penaloza · GUAYNABO, PR

Registration

CRD #7720596 · SYGNUS CAPITAL PR LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Pablo C Penaloza is a registered financial advisor based in GUAYNABO, Puerto Rico, affiliated with SYGNUS CAPITAL PR LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

SYGNUS CAPITAL PR LLC

AUM

$118M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SYGNUS CAPITAL PR LLC →

Services

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 7720596

Firm CRD# 283447

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Pablo C Penaloza offer?

Pablo C Penaloza specializes in Retirement Planning, Wealth Management. Contact their office in GUAYNABO, Puerto Rico for a consultation.

What are Pablo C Penaloza's credentials?

Pablo C Penaloza is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Pablo C Penaloza located?

Pablo C Penaloza is based in GUAYNABO, Puerto Rico, working with SYGNUS CAPITAL PR LLC. Their office serves clients in the GUAYNABO metropolitan area and surrounding communities.

How does Pablo C Penaloza charge for services?

Pablo C Penaloza's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYGNUS CAPITAL PR LLC?

SYGNUS CAPITAL PR LLC has approximately 27 employees and manages $118M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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