Unclaimed Profile

Richard Rich

RICH INVESTMENTS INC·YORK, Pennsylvania

Series 2, Series 6532 years registeredRICH INVESTMENTS INC

11 EAST MARKET STREET, YORK, PA 17401CRD# 2125085Firm CRD# 111125

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Rich · YORK, PA

Registration

CRD #2125085 · RICH INVESTMENTS INC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RICH INVESTMENTS INC

RICH INVESTMENTS INC

Jan 1994 – Jan 2024

YORK, PA

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · January 19, 1994

Years registered · 32

Disclosure History

1988Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RICH INVESTMENTS INC

CRD 111125 · SEC 801-44866

AUM

$26M

Regulatory assets under management

Employees

204 client accounts

Services offered by RICH INVESTMENTS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RICH INVESTMENTS INC →

Introduction

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Frequently Asked Questions

What services does Richard Rich offer?

Richard Rich specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are Richard Rich's credentials?

Richard Rich is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Rich located?

Richard Rich is based in YORK, Pennsylvania, last registered with RICH INVESTMENTS INC.

How does Richard Rich charge for services?

Richard Rich's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RICH INVESTMENTS INC?

RICH INVESTMENTS INC has approximately 3 employees and manages $26M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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