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Joseph Philip Sarappo

RETIREMENT PLANNING SPECIALISTS, INC.·WILLOW GROVE, Pennsylvania
SIE, Series 6, Series 7, Series 63, Series 6521 years registeredRETIREMENT PLANNING SPECIALISTS, INC.
1000 EASTON ROAD, WILLOW GROVE, PA 19090CRD# 1868768Firm CRD# 157811

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Philip Sarappo · WILLOW GROVE, PA
Registration
CRD #1868768 · RETIREMENT PLANNING SPECIALISTS, INC. · 21 years registered
Brand Profile
Not yet started
01

Career History

LASALLE ST. INVESTMENT ADVISORS, L.L.C.
May 2021 – present
RETIREMENT PLANNING SPECIALISTS
Jul 2011 – Dec 2021
WILLOW GROVE, PA
SECURITIES AMERICA ADVISORS, INC.
Feb 2005 – Jul 2012
WILLOW GROVE, PA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · February 4, 2005
Years registered · 21
03

Disclosure History

2011Customer Dispute·Closed-No Action
2009Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
RETIREMENT PLANNING SPECIALISTS, INC.
CRD 157811 · SEC 801-77839
AUM
$197M
Regulatory assets under management
Employees
7
1,044 client accounts
Services offered by RETIREMENT PLANNING SPECIALISTS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RETIREMENT PLANNING SPECIALISTS, INC. →
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05

Frequently Asked Questions

What services does Joseph Philip Sarappo offer?
Joseph Philip Sarappo specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in WILLOW GROVE, Pennsylvania for a consultation.
What are Joseph Philip Sarappo's credentials?
Joseph Philip Sarappo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Philip Sarappo located?
Joseph Philip Sarappo is based in WILLOW GROVE, Pennsylvania, working with RETIREMENT PLANNING SPECIALISTS, INC.. Their office serves clients in the WILLOW GROVE metropolitan area and surrounding communities.
How does Joseph Philip Sarappo charge for services?
Joseph Philip Sarappo's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RETIREMENT PLANNING SPECIALISTS, INC.?
RETIREMENT PLANNING SPECIALISTS, INC. has approximately 7 employees and manages $197M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Pennsylvania
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