AdvisorOS Directory
Claim Profile
Unclaimed Profile
WD

Wayne Ley Dieffenderfer

HUDOCK, INC.·WILLIAMSPORT, Pennsylvania
SIE, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredHUDOCK, INC.
400 MARKET STREET, WILLIAMSPORT, PA 17701CRD# 3182865Firm CRD# 149255

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wayne Ley Dieffenderfer · WILLIAMSPORT, PA
Registration
CRD #3182865 · HUDOCK, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

HUDOCK CAPITAL GROUP
Nov 2009 – present
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Mar 2003 – Mar 2011
WILLIAMSPORT, PA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · March 27, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HUDOCK, INC.
CRD 149255 · SEC 801-70772
AUM
$747M
Regulatory assets under management
Employees
14
2,381 client accounts
Services offered by HUDOCK, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HUDOCK, INC. →
Introduction

Speak with Wayne

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Wayne is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WILLIAMSPORT?

Browse all registered financial advisors in WILLIAMSPORT, Pennsylvania or claim this profile if it's yours.

Browse WILLIAMSPORT AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Wayne Ley Dieffenderfer offer?
Wayne Ley Dieffenderfer specializes in Financial Planning, Investment Management. Contact their office in WILLIAMSPORT, Pennsylvania for a consultation.
What are Wayne Ley Dieffenderfer's credentials?
Wayne Ley Dieffenderfer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wayne Ley Dieffenderfer located?
Wayne Ley Dieffenderfer is based in WILLIAMSPORT, Pennsylvania, working with HUDOCK, INC.. Their office serves clients in the WILLIAMSPORT metropolitan area and surrounding communities.
How does Wayne Ley Dieffenderfer charge for services?
Wayne Ley Dieffenderfer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HUDOCK, INC.?
HUDOCK, INC. has approximately 14 employees and manages $747M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at HUDOCK, INC.

Barbara Benner Hudock
WILLIAMSPORT, PA
Michael Joseph Hudock
WILLIAMSPORT, PA

More Advisors in WILLIAMSPORT, Pennsylvania

Andrew C Harris
EVERGREEN WEALTH SOLUTIONS, LLC·WILLIAMSPORT, PA
Julia Constance Reed
COMPASS INVESTMENTS LLC·WILLIAMSPORT, PA
Isaiah Daniel Washington
ID WASHINGTON WEALTH MANAGEMENT, LLC·WILLIAMSPORT, PA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Pennsylvania
PITTSBURGH (289)PHILADELPHIA (208)WAYNE (87)RADNOR (71)BERWYN (68)MALVERN (58)WEST CONSHOHOCKEN (56)LANCASTER (55)CONSHOHOCKEN (50)WYOMISSING (48)
City Guides
PITTSBURGH GuidePHILADELPHIA GuideWAYNE GuideRADNOR GuideBERWYN Guide
Research
Advisor Fees in PennsylvaniaNational Fee Analysis
Request removal of this profile