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Stephen Thomas Comes

BOENNING & SCATTERGOOD, INC.·WEST CONSHOHOCKEN, Pennsylvania
SIE, Series 6, Series 7, Series 9, Series 10, Series 24, Series 55, Series 57TO, Series 63, Series 65Clean record10 years registeredBOENNING & SCATTERGOOD, INC.
FOUR TOWER BRIDGE, 200 BARR HARBOR DRIVE, WEST CONSHOHOCKEN, PA 19428CRD# 2454396Firm CRD# 100

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Thomas Comes · WEST CONSHOHOCKEN, PA
Registration
CRD #2454396 · BOENNING & SCATTERGOOD, INC. · 10 years registered
Brand Profile
Not yet started
01

Career History

Feb 2023present
Jun 2016Jan 2023
WEST CONSHOHOCKEN, PA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 9
Series 10
Series 24
Series 55
Series 57TO
Series 63
Series 65
Registration record
First registered · June 17, 2016
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BOENNING & SCATTERGOOD, INC.
CRD 100 · SEC 801-68111
AUM
$1.2B
Regulatory assets under management
Employees
76
1,321 client accounts
Services offered by BOENNING & SCATTERGOOD, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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05

Frequently Asked Questions

What services does Stephen Thomas Comes offer?
Stephen Thomas Comes specializes in Financial Planning, Investment Management. Contact their office in WEST CONSHOHOCKEN, Pennsylvania for a consultation.
What are Stephen Thomas Comes's credentials?
Stephen Thomas Comes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Thomas Comes located?
Stephen Thomas Comes is based in WEST CONSHOHOCKEN, Pennsylvania, working with BOENNING & SCATTERGOOD, INC.. Their office serves clients in the WEST CONSHOHOCKEN metropolitan area and surrounding communities.
How does Stephen Thomas Comes charge for services?
Stephen Thomas Comes's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BOENNING & SCATTERGOOD, INC.?
BOENNING & SCATTERGOOD, INC. has approximately 76 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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