Unclaimed Profile

Brendan William Lake

PPB ADVISORS, LLC·WEST CONSHOHOCKEN, Pennsylvania

SIE, Series 6, Series 7, Series 63, Series 65Clean record15 years registeredPPB ADVISORS, LLC

300 BARR HARBOR DRIVE, WEST CONSHOHOCKEN, PA 19428CRD# 2486049Firm CRD# 152303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brendan William Lake · WEST CONSHOHOCKEN, PA

Registration

CRD #2486049 · PPB ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PPB ADVISORS, LLC

PPB ADVISORS, LLC

Nov 2010 – Dec 2020

CONSHOHOCKEN, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · November 9, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PPB ADVISORS, LLC

CRD 152303 · SEC 801-96194

AUM

$2.8B

Regulatory assets under management

Employees

68 client accounts

Services offered by PPB ADVISORS, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at PPB ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Brendan William Lake offer?

Brendan William Lake specializes in Retirement Planning.

What are Brendan William Lake's credentials?

Brendan William Lake is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brendan William Lake located?

Brendan William Lake is based in WEST CONSHOHOCKEN, Pennsylvania, last registered with PPB ADVISORS, LLC.

How does Brendan William Lake charge for services?

Brendan William Lake's firm is compensated through percentage of aum, other: privately managed funds. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PPB ADVISORS, LLC?

PPB ADVISORS, LLC has approximately 35 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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