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Steven G. Blum

STEVEN G. BLUM AND ASSOCIATES, LLC·SWARTHMORE, Pennsylvania
Clean record22 years registeredSTEVEN G. BLUM AND ASSOCIATES, LLC
801 YALE AVENUE, SWARTHMORE, PA 19081CRD# 4572091Firm CRD# 130807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven G. Blum · SWARTHMORE, PA
Registration
CRD #4572091 · STEVEN G. BLUM AND ASSOCIATES, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

STEVEN G. BLUM AND ASSOCIATES, LLC
May 2004 – present
THREE PILLARS WEALTH MANAGEMENT, LLC
Nov 2011 – Dec 2013
SWARTHMORE, PA
02

Registrations & Exams

Registration record
First registered · May 18, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
STEVEN G. BLUM AND ASSOCIATES, LLC
CRD 130807 · SEC 801-122860
AUM
$137M
Regulatory assets under management
Employees
3
325 client accounts
Services offered by STEVEN G. BLUM AND ASSOCIATES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
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05

Frequently Asked Questions

What services does Steven G. Blum offer?
Steven G. Blum specializes in Financial Planning, Investment Management. Contact their office in SWARTHMORE, Pennsylvania for a consultation.
What are Steven G. Blum's credentials?
Steven G. Blum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven G. Blum located?
Steven G. Blum is based in SWARTHMORE, Pennsylvania, working with STEVEN G. BLUM AND ASSOCIATES, LLC. Their office serves clients in the SWARTHMORE metropolitan area and surrounding communities.
How does Steven G. Blum charge for services?
Steven G. Blum's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STEVEN G. BLUM AND ASSOCIATES, LLC?
STEVEN G. BLUM AND ASSOCIATES, LLC has approximately 3 employees and manages $137M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at STEVEN G. BLUM AND ASSOCIATES, LLC

Mary Quinn Bonfini
SWARTHMORE, PA

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