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Barbara Ann Cody

RPH FINANCIAL SERVICES, INC·STROUDSBURG, Pennsylvania
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5109 NEOLA ROAD, STROUDSBURG, PA 18360-7133CRD# 5496819Firm CRD# 112884
01

About

Barbara Ann Cody is a registered financial advisor based in STROUDSBURG, Pennsylvania, affiliated with RPH FINANCIAL SERVICES, INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
RPH FINANCIAL SERVICES, INC
RPH FINANCIAL SERVICES, INC
AUM
$174M
Regulatory assets under management
Employees
4
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 5496819
Firm CRD# 112884
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Barbara Ann Cody offer?
Barbara Ann Cody specializes in Financial Planning, Investment Management. Contact their office in STROUDSBURG, Pennsylvania for a consultation.
What are Barbara Ann Cody's credentials?
Barbara Ann Cody is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Barbara Ann Cody located?
Barbara Ann Cody is based in STROUDSBURG, Pennsylvania, working with RPH FINANCIAL SERVICES, INC. Their office serves clients in the STROUDSBURG metropolitan area and surrounding communities.
How does Barbara Ann Cody charge for services?
Barbara Ann Cody's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RPH FINANCIAL SERVICES, INC?
RPH FINANCIAL SERVICES, INC has approximately 4 employees and manages $174M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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