Unclaimed Profile

James A Smeltzer

SFC ASSET MANAGEMENT INC·STATE COLLEGE, Pennsylvania

Clean recordSFC ASSET MANAGEMENT INC

1423 NORTH ATHERTON STREET, STATE COLLEGE, PA 16803CRD# 4546257Firm CRD# 109129

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James A Smeltzer · STATE COLLEGE, PA

Registration

CRD #4546257 · SFC ASSET MANAGEMENT INC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James A Smeltzer is a registered financial advisor based in STATE COLLEGE, Pennsylvania, affiliated with SFC ASSET MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SFC ASSET MANAGEMENT INC

SFC WEALTH ADVISORS, INC.

AUM

$114M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SFC ASSET MANAGEMENT INC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Other: THIRD PARTY ADVISORY FEES

Regulatory

SEC/IARD CRD# 4546257

Firm CRD# 109129

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James A Smeltzer offer?

James A Smeltzer specializes in Financial Planning, Investment Management. Contact their office in STATE COLLEGE, Pennsylvania for a consultation.

What are James A Smeltzer's credentials?

James A Smeltzer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James A Smeltzer located?

James A Smeltzer is based in STATE COLLEGE, Pennsylvania, working with SFC ASSET MANAGEMENT INC. Their office serves clients in the STATE COLLEGE metropolitan area and surrounding communities.

How does James A Smeltzer charge for services?

James A Smeltzer's firm is compensated through percentage of aum, hourly charges, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SFC ASSET MANAGEMENT INC?

SFC ASSET MANAGEMENT INC has approximately 16 employees and manages $114M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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