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Cynthia Rose Spicer

TLC GROUP INVESTMENT ADVISORS, LLC·STATE COLLEGE, Pennsylvania
SIE, Series 6, Series 63Clean recordTLC GROUP INVESTMENT ADVISORS, LLC
270 WALKER DRIVE, STATE COLLEGE, PA 16801CRD# 4483583Firm CRD# 137814

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Cynthia Rose Spicer · STATE COLLEGE, PA
Registration
CRD #4483583 · TLC GROUP INVESTMENT ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TLC GROUP INVESTMENT ADVISORS, LLC
CRD 137814 · SEC 801-122544
AUM
$136M
Regulatory assets under management
Employees
6
342 client accounts
Services offered by TLC GROUP INVESTMENT ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at TLC GROUP INVESTMENT ADVISORS, LLC →
Introduction

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Frequently Asked Questions

What services does Cynthia Rose Spicer offer?
Cynthia Rose Spicer specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in STATE COLLEGE, Pennsylvania for a consultation.
What are Cynthia Rose Spicer's credentials?
Cynthia Rose Spicer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Cynthia Rose Spicer located?
Cynthia Rose Spicer is based in STATE COLLEGE, Pennsylvania, working with TLC GROUP INVESTMENT ADVISORS, LLC. Their office serves clients in the STATE COLLEGE metropolitan area and surrounding communities.
How does Cynthia Rose Spicer charge for services?
Cynthia Rose Spicer's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TLC GROUP INVESTMENT ADVISORS, LLC?
TLC GROUP INVESTMENT ADVISORS, LLC has approximately 6 employees and manages $136M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TLC GROUP INVESTMENT ADVISORS, LLC

Mary Magdalene Chuhinka Kurtz
STATE COLLEGE, PA
John Eric Arrington
STATE COLLEGE, PA
Bruce Alan Lingenfelter
STATE COLLEGE, PA
ChFC

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Research
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