Unclaimed Profile

Tracy Aaron Zullo

ZULLO INVESTMENT GROUP, INC.·SCRANTON, Pennsylvania

SIE, Series 7, Series 63, Series 65, Series 99TO22 years registeredZULLO INVESTMENT GROUP, INC.

132 ADAMS AVENUE, SCRANTON, PA 18503CRD# 4293982Firm CRD# 311698

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tracy Aaron Zullo · SCRANTON, PA

Registration

CRD #4293982 · ZULLO INVESTMENT GROUP, INC. · 22 years registered

Brand Profile

Not yet started

Career History

CAPITAL WEALTH INVESTMENTS

Dec 2020 – present

MUTUAL SECURITIES, INC.

Jul 2017 – present

BERNARDO WEALTH PLANNING, LLC

Dec 2017 – Feb 2021

Scranton, PA

PLATINUM WEALTH PARTNERS

May 2017 – Dec 2017

Scranton, PA

WELLS FARGO CLEARING SERVICES, LLC

Jan 2004 – May 2017

SCRANTON, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Series 99TO

Registration record

First registered · January 16, 2004

Years registered · 22

Disclosure History

2012Customer Dispute·Denied

2006Customer Dispute·Settled

2002Customer Dispute·Closed-No Action

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ZULLO INVESTMENT GROUP, INC.

CRD 311698 · SEC 801-120008

AUM

$328M

Regulatory assets under management

Employees

1,396 client accounts

Services offered by ZULLO INVESTMENT GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ZULLO INVESTMENT GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Tracy Aaron Zullo offer?

Tracy Aaron Zullo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCRANTON, Pennsylvania for a consultation.

What are Tracy Aaron Zullo's credentials?

Tracy Aaron Zullo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tracy Aaron Zullo located?

Tracy Aaron Zullo is based in SCRANTON, Pennsylvania, working with ZULLO INVESTMENT GROUP, INC.. Their office serves clients in the SCRANTON metropolitan area and surrounding communities.

How does Tracy Aaron Zullo charge for services?

Tracy Aaron Zullo's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ZULLO INVESTMENT GROUP, INC.?

ZULLO INVESTMENT GROUP, INC. has approximately 3 employees and manages $328M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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