Unclaimed Profile

Carl Stephen Nadwodny

CONVERGENT FINANCIAL STRATEGIES LLC·PLYMOUTH MEETING, Pennsylvania

Series 6, Series 63Clean record11 years registeredCONVERGENT FINANCIAL STRATEGIES LLC

600 W GERMANTOWN PIKE, PLYMOUTH MEETING, PA 19462CRD# 1898160Firm CRD# 158192

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Stephen Nadwodny · PLYMOUTH MEETING, PA

Registration

CRD #1898160 · CONVERGENT FINANCIAL STRATEGIES LLC · 11 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jul 2024 – present

BUCKINGHAM STRATEGIC WEALTH, LLC

Feb 2023 – Nov 2024

PLYMOUTH MEETING, PA

CONVERGENT FINANCIAL STRATEGIES LLC

Nov 2014 – Feb 2023

PLYMOUTH MEETING, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Registration record

First registered · November 18, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONVERGENT FINANCIAL STRATEGIES LLC

CRD 158192 · SEC 801-120676

AUM

$178M

Regulatory assets under management

Employees

385 client accounts

Services offered by CONVERGENT FINANCIAL STRATEGIES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONVERGENT FINANCIAL STRATEGIES LLC →

Introduction

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Frequently Asked Questions

What services does Carl Stephen Nadwodny offer?

Carl Stephen Nadwodny specializes in Financial Planning, Investment Management. Contact their office in PLYMOUTH MEETING, Pennsylvania for a consultation.

What are Carl Stephen Nadwodny's credentials?

Carl Stephen Nadwodny is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl Stephen Nadwodny located?

Carl Stephen Nadwodny is based in PLYMOUTH MEETING, Pennsylvania, working with CONVERGENT FINANCIAL STRATEGIES LLC. Their office serves clients in the PLYMOUTH MEETING metropolitan area and surrounding communities.

How does Carl Stephen Nadwodny charge for services?

Carl Stephen Nadwodny's firm is compensated through hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONVERGENT FINANCIAL STRATEGIES LLC?

CONVERGENT FINANCIAL STRATEGIES LLC has approximately 3 employees and manages $178M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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