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Theodor Arthur Swansen

ONE POINT NINE MANAGEMENT, LLC·PHILADELPHIA, Pennsylvania
SIE, Series 7, Series 24, Series 28, Series 63, Series 99TOClean recordONE POINT NINE MANAGEMENT, LLC
1921 WALNUT ST, PHILADELPHIA, PA 19103-4650CRD# 5790706Firm CRD# 309145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Theodor Arthur Swansen · PHILADELPHIA, PA
Registration
CRD #5790706 · ONE POINT NINE MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 28
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ONE POINT NINE MANAGEMENT, LLC
CRD 309145 · SEC 801-118890
Employees
7
Total firm employees
Services offered by ONE POINT NINE MANAGEMENT, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does Theodor Arthur Swansen offer?
Theodor Arthur Swansen specializes in Retirement Planning, Fee-Only Advisory. Contact their office in PHILADELPHIA, Pennsylvania for a consultation.
What are Theodor Arthur Swansen's credentials?
Theodor Arthur Swansen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Theodor Arthur Swansen located?
Theodor Arthur Swansen is based in PHILADELPHIA, Pennsylvania, working with ONE POINT NINE MANAGEMENT, LLC. Their office serves clients in the PHILADELPHIA metropolitan area and surrounding communities.
How does Theodor Arthur Swansen charge for services?
Theodor Arthur Swansen's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ONE POINT NINE MANAGEMENT, LLC?
ONE POINT NINE MANAGEMENT, LLC has approximately 7 employees. The firm is registered with the SEC as an investment adviser.
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