Unclaimed Profile

Stephen Scott Smith

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC·PHILADELPHIA, Pennsylvania

Series 65Clean record31 years registeredBRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

1735 MARKET STREET, PHILADELPHIA, PA 19103CRD# 1847022Firm CRD# 110783

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Scott Smith · PHILADELPHIA, PA

Registration

CRD #1847022 · BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

Jan 1995 – Dec 2025

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 20, 1995

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

CRD 110783 · SEC 801-27797

AUM

$66.4B

Regulatory assets under management

Employees

122

1,060 client accounts

Services offered by BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Scott Smith offer?

Stephen Scott Smith specializes in Investment Management, Retirement Planning, Wealth Management.

What are Stephen Scott Smith's credentials?

Stephen Scott Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Scott Smith located?

Stephen Scott Smith is based in PHILADELPHIA, Pennsylvania, last registered with BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC.

How does Stephen Scott Smith charge for services?

Stephen Scott Smith's firm is compensated through percentage of aum, performance-based fees, other: asset-based fee from model-only recipients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC?

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC has approximately 122 employees and manages $66.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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