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Samuel Humes Ballam

COOKE & BIELER, L.P.·PHILADELPHIA, Pennsylvania
Clean recordCOOKE & BIELER, L.P.
1700 MARKET STREET, PHILADELPHIA, PA 19103CRD# 2932541Firm CRD# 113859

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Samuel Humes Ballam · PHILADELPHIA, PA
Registration
CRD #2932541 · COOKE & BIELER, L.P.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Samuel Humes Ballam is a registered financial advisor based in PHILADELPHIA, Pennsylvania, affiliated with COOKE & BIELER, L.P.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
COOKE & BIELER, L.P.
COOKE & BIELER, L.P.
AUM
$11.8B
Regulatory assets under management
Employees
30
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 2932541
Firm CRD# 113859
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Samuel Humes Ballam offer?
Samuel Humes Ballam specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in PHILADELPHIA, Pennsylvania for a consultation.
What are Samuel Humes Ballam's credentials?
Samuel Humes Ballam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Samuel Humes Ballam located?
Samuel Humes Ballam is based in PHILADELPHIA, Pennsylvania, working with COOKE & BIELER, L.P.. Their office serves clients in the PHILADELPHIA metropolitan area and surrounding communities.
How does Samuel Humes Ballam charge for services?
Samuel Humes Ballam's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COOKE & BIELER, L.P.?
COOKE & BIELER, L.P. has approximately 30 employees and manages $11.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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