Unclaimed Profile

Samuel Humes Ballam

COOKE & BIELER, L.P.·PHILADELPHIA, Pennsylvania

Series 6, Series 26, Series 63, Series 65Clean record25 years registeredCOOKE & BIELER, L.P.

1700 MARKET STREET, PHILADELPHIA, PA 19103CRD# 2932541Firm CRD# 113859

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel Humes Ballam · PHILADELPHIA, PA

Registration

CRD #2932541 · COOKE & BIELER, L.P. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COOKE & BIELER, L.P.

COOKE & BIELER, L.P.

Jun 2001 – Jul 2016

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · June 8, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COOKE & BIELER, L.P.

CRD 113859 · SEC 801-60411

AUM

$11.8B

Regulatory assets under management

Employees

249 client accounts

Services offered by COOKE & BIELER, L.P.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at COOKE & BIELER, L.P. →

Introduction

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Frequently Asked Questions

What services does Samuel Humes Ballam offer?

Samuel Humes Ballam specializes in Investment Management, Retirement Planning, Wealth Management.

What are Samuel Humes Ballam's credentials?

Samuel Humes Ballam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Samuel Humes Ballam located?

Samuel Humes Ballam is based in PHILADELPHIA, Pennsylvania, last registered with COOKE & BIELER, L.P..

How does Samuel Humes Ballam charge for services?

Samuel Humes Ballam's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COOKE & BIELER, L.P.?

COOKE & BIELER, L.P. has approximately 30 employees and manages $11.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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