Unclaimed Profile

Roseann (nmn) Chavanne

JANNEY MONTGOMERY SCOTT LLC·PHILADELPHIA, Pennsylvania

SIE, Series 3, Series 4, Series 5, Series 7, Series 8, Series 15, Series 24, Series 53, Series 63, Series 66Clean record18 years registeredJANNEY MONTGOMERY SCOTT LLC

1717 ARCH STREET, PHILADELPHIA, PA 19103CRD# 1190223Firm CRD# 463

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roseann (nmn) Chavanne · PHILADELPHIA, PA

Registration

CRD #1190223 · JANNEY MONTGOMERY SCOTT LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

Oct 2017 – Mar 2019

PHILADELPHIA, PA

1914 ADVISORS

Nov 2015 – Oct 2017

WEST CONSHOHOCKEN, PA

JANNEY MONTGOMERY SCOTT LLC

Jun 2011 – Nov 2015

PHILADELPHIA, PA

H. BECK, INC.

Apr 2010 – Jun 2011

ROCKVILLE, MD

NATIONWIDE SECURITIES, LLC

Aug 2008 – Nov 2008

NEWARK, DE

1717 CAPITAL MANAGEMENT COMPANY

Feb 2008 – Aug 2008

NEWARK, DE

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 5

Series 7

Series 8

Series 15

Series 24

Series 53

Series 63

Series 66

Registration record

First registered · February 14, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JANNEY MONTGOMERY SCOTT LLC

CRD 463 · SEC 801-7258

AUM

$85.9B

Regulatory assets under management

Employees

2,295

226,034 client accounts

Services offered by JANNEY MONTGOMERY SCOTT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JANNEY MONTGOMERY SCOTT LLC →

Introduction

Speak with Roseann (nmn)

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Roseann (nmn) is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PHILADELPHIA?

Browse all registered financial advisors in PHILADELPHIA, Pennsylvania or claim this profile if it's yours.

Browse PHILADELPHIA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Roseann (nmn) Chavanne offer?

Roseann (nmn) Chavanne specializes in Financial Planning, Investment Management, Wealth Management.

What are Roseann (nmn) Chavanne's credentials?

Roseann (nmn) Chavanne is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roseann (nmn) Chavanne located?

Roseann (nmn) Chavanne is based in PHILADELPHIA, Pennsylvania, last registered with JANNEY MONTGOMERY SCOTT LLC.

How does Roseann (nmn) Chavanne charge for services?

Roseann (nmn) Chavanne's firm is compensated through percentage of aum, subscription fees, commissions, other: fee plus commission. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JANNEY MONTGOMERY SCOTT LLC?

JANNEY MONTGOMERY SCOTT LLC has approximately 2295 employees and manages $85.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →