Unclaimed Profile

Michael James Smith

RTD FINANCIAL ADVISORS INC·PHILADELPHIA, Pennsylvania

Series 7, Series 63Clean record23 years registeredRTD FINANCIAL ADVISORS INC

30 S. 17TH STREET, PHILADELPHIA, PA 19103CRD# 1504622Firm CRD# 110744

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael James Smith · PHILADELPHIA, PA

Registration

CRD #1504622 · RTD FINANCIAL ADVISORS INC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RTD FINANCIAL ADVISORS INC

RTD FINANCIAL ADVISORS INC

Sep 2007 – Apr 2022

PHILADELPHIA, PA

MERCER ADVISORS

Nov 2005 – Sep 2007

ATLANTA, GA

FINANCIAL VISION ADVISORS, INC.

Feb 2005 – Dec 2007

ATLANTA, GA

THE STRATEGIC FINANCIAL ALLIANCE

Feb 2005 – Jul 2005

ATLANTA, GA

FINANCIAL VISION ADVISORS, INC.

Apr 2003 – Dec 2004

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · April 29, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RTD FINANCIAL ADVISORS INC

CRD 110744 · SEC 801-19015

AUM

$2.1B

Regulatory assets under management

Employees

2,878 client accounts

Services offered by RTD FINANCIAL ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RTD FINANCIAL ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Michael James Smith offer?

Michael James Smith specializes in Financial Planning, Investment Management, Wealth Management.

What are Michael James Smith's credentials?

Michael James Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael James Smith located?

Michael James Smith is based in PHILADELPHIA, Pennsylvania, last registered with RTD FINANCIAL ADVISORS INC.

How does Michael James Smith charge for services?

Michael James Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RTD FINANCIAL ADVISORS INC?

RTD FINANCIAL ADVISORS INC has approximately 44 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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