Unclaimed Profile

Jerome Francis Jr Lombard

JANNEY MONTGOMERY SCOTT LLC·PHILADELPHIA, Pennsylvania

SIE, Series 6, Series 7, Series 24, Series 63, Series 6533 years registeredJANNEY MONTGOMERY SCOTT LLC

1717 ARCH STREET, PHILADELPHIA, PA 19103CRD# 1066832Firm CRD# 463

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jerome Francis Jr Lombard · PHILADELPHIA, PA

Registration

CRD #1066832 · JANNEY MONTGOMERY SCOTT LLC · 33 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JANNEY MONTGOMERY SCOTT LLC

JANNEY MONTGOMERY SCOTT LLC

Jan 1993 – Jan 2023

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 25, 1993

Years registered · 33

Disclosure History

2005Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

JANNEY MONTGOMERY SCOTT LLC

CRD 463 · SEC 801-7258

AUM

$85.9B

Regulatory assets under management

Employees

2,295

226,034 client accounts

Services offered by JANNEY MONTGOMERY SCOTT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JANNEY MONTGOMERY SCOTT LLC →

Introduction

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Frequently Asked Questions

What services does Jerome Francis Jr Lombard offer?

Jerome Francis Jr Lombard specializes in Financial Planning, Investment Management, Wealth Management.

What are Jerome Francis Jr Lombard's credentials?

Jerome Francis Jr Lombard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jerome Francis Jr Lombard located?

Jerome Francis Jr Lombard is based in PHILADELPHIA, Pennsylvania, last registered with JANNEY MONTGOMERY SCOTT LLC.

How does Jerome Francis Jr Lombard charge for services?

Jerome Francis Jr Lombard's firm is compensated through percentage of aum, subscription fees, commissions, other: fee plus commission. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JANNEY MONTGOMERY SCOTT LLC?

JANNEY MONTGOMERY SCOTT LLC has approximately 2295 employees and manages $85.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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