Unclaimed Profile

James Edwin Nevels

THE SWARTHMORE GROUP, INC.·PHILADELPHIA, Pennsylvania

Series 7, Series 63, Series 65Clean record7 years registeredTHE SWARTHMORE GROUP, INC.

1650 ARCH STREET, PHILADELPHIA, PA 19103-2029CRD# 1234566Firm CRD# 107056

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Edwin Nevels · PHILADELPHIA, PA

Registration

CRD #1234566 · THE SWARTHMORE GROUP, INC. · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE SWARTHMORE GROUP, INC.

THE SWARTHMORE GROUP, INC.

Sep 2018 – Dec 2022

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · September 24, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE SWARTHMORE GROUP, INC.

CRD 107056 · SEC 801-58069

AUM

$1.5B

Regulatory assets under management

Employees

45 client accounts

Services offered by THE SWARTHMORE GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE SWARTHMORE GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does James Edwin Nevels offer?

James Edwin Nevels specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are James Edwin Nevels's credentials?

James Edwin Nevels is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Edwin Nevels located?

James Edwin Nevels is based in PHILADELPHIA, Pennsylvania, last registered with THE SWARTHMORE GROUP, INC..

How does James Edwin Nevels charge for services?

James Edwin Nevels's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE SWARTHMORE GROUP, INC.?

THE SWARTHMORE GROUP, INC. has approximately 10 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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