Unclaimed Profile

David Brewster Wellborn

PRUDENT MANAGEMENT ASSOCIATES·PHILADELPHIA, Pennsylvania

Series 7, Series 24, Series 63, Series 65Clean record23 years registeredPRUDENT MANAGEMENT ASSOCIATES

2001 MARKET STREET, PHILADELPHIA, PA 19103CRD# 1404182Firm CRD# 16691

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Brewster Wellborn · PHILADELPHIA, PA

Registration

CRD #1404182 · PRUDENT MANAGEMENT ASSOCIATES · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRUDENT MANAGEMENT ASSOCIATES

PRUDENT MANAGEMENT ASSOCIATES

Sep 2002 – Dec 2023

RIDGEFIELD, CT

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 23, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRUDENT MANAGEMENT ASSOCIATES

CRD 16691 · SEC 801-20018

AUM

$1.1B

Regulatory assets under management

Employees

630 client accounts

Services offered by PRUDENT MANAGEMENT ASSOCIATES

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRUDENT MANAGEMENT ASSOCIATES →

Introduction

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Frequently Asked Questions

What services does David Brewster Wellborn offer?

David Brewster Wellborn specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are David Brewster Wellborn's credentials?

David Brewster Wellborn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Brewster Wellborn located?

David Brewster Wellborn is based in PHILADELPHIA, Pennsylvania, last registered with PRUDENT MANAGEMENT ASSOCIATES.

How does David Brewster Wellborn charge for services?

David Brewster Wellborn's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRUDENT MANAGEMENT ASSOCIATES?

PRUDENT MANAGEMENT ASSOCIATES has approximately 13 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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