Unclaimed Profile

David Brian Lafferty

WESCOTT FINANCIAL ADVISORY GROUP LLC·PHILADELPHIA, Pennsylvania

Series 6, Series 7, Series 22, Series 63, Series 65Clean record25 years registeredWESCOTT FINANCIAL ADVISORY GROUP LLC

30 SOUTH 17TH STREET, PHILADELPHIA, PA 19103-4196CRD# 1712748Firm CRD# 105989

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Brian Lafferty · PHILADELPHIA, PA

Registration

CRD #1712748 · WESCOTT FINANCIAL ADVISORY GROUP LLC · 25 years registered

Brand Profile

Not yet started

Career History

WESCOTT FINANCIAL ADVISORY GROUP LLC

May 2001 – present

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 63

Series 65

Registration record

First registered · May 3, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESCOTT FINANCIAL ADVISORY GROUP LLC

CRD 105989 · SEC 801-29752

AUM

$3.5B

Regulatory assets under management

Employees

3,321 client accounts

Services offered by WESCOTT FINANCIAL ADVISORY GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WESCOTT FINANCIAL ADVISORY GROUP LLC →

Introduction

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Frequently Asked Questions

What services does David Brian Lafferty offer?

David Brian Lafferty specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PHILADELPHIA, Pennsylvania for a consultation.

What are David Brian Lafferty's credentials?

David Brian Lafferty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Brian Lafferty located?

David Brian Lafferty is based in PHILADELPHIA, Pennsylvania, working with WESCOTT FINANCIAL ADVISORY GROUP LLC. Their office serves clients in the PHILADELPHIA metropolitan area and surrounding communities.

How does David Brian Lafferty charge for services?

David Brian Lafferty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESCOTT FINANCIAL ADVISORY GROUP LLC?

WESCOTT FINANCIAL ADVISORY GROUP LLC has approximately 54 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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