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Caroline Kathryne Hall

JANNEY MONTGOMERY SCOTT LLC·PHILADELPHIA, Pennsylvania
SIE, Series 14Clean recordJANNEY MONTGOMERY SCOTT LLC
1717 ARCH STREET, PHILADELPHIA, PA 19103CRD# 6342772Firm CRD# 463

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Caroline Kathryne Hall · PHILADELPHIA, PA
Registration
CRD #6342772 · JANNEY MONTGOMERY SCOTT LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 14
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
JANNEY MONTGOMERY SCOTT LLC
CRD 463 · SEC 801-7258
AUM
$85.9B
Regulatory assets under management
Employees
2,295
226,034 client accounts
Services offered by JANNEY MONTGOMERY SCOTT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at JANNEY MONTGOMERY SCOTT LLC →
Introduction

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Frequently Asked Questions

What services does Caroline Kathryne Hall offer?
Caroline Kathryne Hall specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PHILADELPHIA, Pennsylvania for a consultation.
What are Caroline Kathryne Hall's credentials?
Caroline Kathryne Hall is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Caroline Kathryne Hall located?
Caroline Kathryne Hall is based in PHILADELPHIA, Pennsylvania, working with JANNEY MONTGOMERY SCOTT LLC. Their office serves clients in the PHILADELPHIA metropolitan area and surrounding communities.
How does Caroline Kathryne Hall charge for services?
Caroline Kathryne Hall's firm is compensated through percentage of aum, subscription fees, commissions, other: fee plus commission. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JANNEY MONTGOMERY SCOTT LLC?
JANNEY MONTGOMERY SCOTT LLC has approximately 2295 employees and manages $85.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at JANNEY MONTGOMERY SCOTT LLC

Mark Richard Eskin
PHILADELPHIA, PA
Mark Andrew Henderson
PHILADELPHIA, PA
Robert Harold Bishop
PHILADELPHIA, PA
Scott Michael Nash
PHILADELPHIA, PA
Timothy Charles Scheve
PHILADELPHIA, PA
Jerome Francis Jr Lombard
PHILADELPHIA, PA

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Nearby cities in Pennsylvania
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Research
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