Unclaimed Profile

Samuel Whitaker Feldbaum

ROCKWOOD WEALTH MANAGEMENT, LLC·NEW HOPE, Pennsylvania

Series 65Clean record14 years registeredROCKWOOD WEALTH MANAGEMENT, LLC

6464 LOWER YORK ROAD, NEW HOPE, PA 18938CRD# 5892111Firm CRD# 137481

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel Whitaker Feldbaum · NEW HOPE, PA

Registration

CRD #5892111 · ROCKWOOD WEALTH MANAGEMENT, LLC · 14 years registered

Brand Profile

Not yet started

Career History

ROCKWOOD WEALTH MANAGEMENT, LLC

Jun 2016 – present

LOCUST CAPITAL MANAGEMENT LLC

Feb 2012 – Jun 2016

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · February 15, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROCKWOOD WEALTH MANAGEMENT, LLC

CRD 137481 · SEC 801-69884

AUM

$1.8B

Regulatory assets under management

Employees

3,935 client accounts

Services offered by ROCKWOOD WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROCKWOOD WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Samuel Whitaker Feldbaum offer?

Samuel Whitaker Feldbaum specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW HOPE, Pennsylvania for a consultation.

What are Samuel Whitaker Feldbaum's credentials?

Samuel Whitaker Feldbaum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Samuel Whitaker Feldbaum located?

Samuel Whitaker Feldbaum is based in NEW HOPE, Pennsylvania, working with ROCKWOOD WEALTH MANAGEMENT, LLC. Their office serves clients in the NEW HOPE metropolitan area and surrounding communities.

How does Samuel Whitaker Feldbaum charge for services?

Samuel Whitaker Feldbaum's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROCKWOOD WEALTH MANAGEMENT, LLC?

ROCKWOOD WEALTH MANAGEMENT, LLC has approximately 48 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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