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Michael David Richards

CAPITAL A WEALTH MANAGEMENT, LLC·NEW CASTLE, Pennsylvania
SIE, Series 6, Series 63Clean recordCAPITAL A WEALTH MANAGEMENT, LLC
312 N JEFFERSON STREET, NEW CASTLE, PA 16101CRD# 6528765Firm CRD# 328863

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael David Richards · NEW CASTLE, PA
Registration
CRD #6528765 · CAPITAL A WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CAPITAL A WEALTH MANAGEMENT, LLC
CRD 328863 · SEC 801-129086
AUM
$149M
Regulatory assets under management
Employees
17
817 client accounts
Services offered by CAPITAL A WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CAPITAL A WEALTH MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Michael David Richards offer?
Michael David Richards specializes in Financial Planning, Investment Management. Contact their office in NEW CASTLE, Pennsylvania for a consultation.
What are Michael David Richards's credentials?
Michael David Richards is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael David Richards located?
Michael David Richards is based in NEW CASTLE, Pennsylvania, working with CAPITAL A WEALTH MANAGEMENT, LLC. Their office serves clients in the NEW CASTLE metropolitan area and surrounding communities.
How does Michael David Richards charge for services?
Michael David Richards's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL A WEALTH MANAGEMENT, LLC?
CAPITAL A WEALTH MANAGEMENT, LLC has approximately 17 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CAPITAL A WEALTH MANAGEMENT, LLC

Brandon Michael Domenick
NEW CASTLE, PA
David Albert Domenick
NEW CASTLE, PA
David Albert Domenick
NEW CASTLE, PA
Joseph Frederick Palimino
NEW CASTLE, PA

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