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Michael David Richards

CAPITAL A WEALTH MANAGEMENT, LLC·NEW CASTLE, Pennsylvania
Clean recordCAPITAL A WEALTH MANAGEMENT, LLC
312 N JEFFERSON STREET, NEW CASTLE, PA 16101CRD# 6528765Firm CRD# 328863

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael David Richards · NEW CASTLE, PA
Registration
CRD #6528765 · CAPITAL A WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Michael David Richards is a registered financial advisor based in NEW CASTLE, Pennsylvania, affiliated with CAPITAL A WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CAPITAL A WEALTH MANAGEMENT, LLC
CAPITAL A WEALTH MANAGEMENT
AUM
$149M
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at CAPITAL A WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 6528765
Firm CRD# 328863
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Michael David Richards offer?
Michael David Richards specializes in Financial Planning, Investment Management. Contact their office in NEW CASTLE, Pennsylvania for a consultation.
What are Michael David Richards's credentials?
Michael David Richards is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael David Richards located?
Michael David Richards is based in NEW CASTLE, Pennsylvania, working with CAPITAL A WEALTH MANAGEMENT, LLC. Their office serves clients in the NEW CASTLE metropolitan area and surrounding communities.
How does Michael David Richards charge for services?
Michael David Richards's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPITAL A WEALTH MANAGEMENT, LLC?
CAPITAL A WEALTH MANAGEMENT, LLC has approximately 17 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CAPITAL A WEALTH MANAGEMENT, LLC

Brandon Michael Domenick
NEW CASTLE, PA
David Albert Domenick
NEW CASTLE, PA
David Albert Domenick
NEW CASTLE, PA
Joseph Frederick Palimino
NEW CASTLE, PA

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Nearby cities in Pennsylvania
PHILADELPHIA (568)PITTSBURGH (541)RADNOR (221)WAYNE (201)CONSHOHOCKEN (146)BERWYN (136)WEST CONSHOHOCKEN (127)MALVERN (124)HARRISBURG (82)LANCASTER (80)
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Research
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