Unclaimed Profile

David William Marrazzo

GUARDIAN ASSET ADVISORS, LLC·MECHANICSBURG, Pennsylvania

SIE, Series 6, Series 7, Series 24, Series 51, Series 63, Series 6627 years registeredGUARDIAN ASSET ADVISORS, LLC

5000 RITTER RD, MECHANICSBURG, PA 17055CRD# 1713924Firm CRD# 144958

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David William Marrazzo · MECHANICSBURG, PA

Registration

CRD #1713924 · GUARDIAN ASSET ADVISORS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

GUARDIAN ASSET ADVISORS, LLC

Nov 2007 – present

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jan 1999 – Oct 2017

MECHANICSBURG, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 63

Series 66

Registration record

First registered · January 28, 1999

Years registered · 27

Disclosure History

2004Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GUARDIAN ASSET ADVISORS, LLC

CRD 144958 · SEC 801-120536

AUM

$201M

Regulatory assets under management

Employees

1,200 client accounts

Services offered by GUARDIAN ASSET ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GUARDIAN ASSET ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does David William Marrazzo offer?

David William Marrazzo specializes in Financial Planning, Investment Management. Contact their office in MECHANICSBURG, Pennsylvania for a consultation.

What are David William Marrazzo's credentials?

David William Marrazzo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David William Marrazzo located?

David William Marrazzo is based in MECHANICSBURG, Pennsylvania, working with GUARDIAN ASSET ADVISORS, LLC. Their office serves clients in the MECHANICSBURG metropolitan area and surrounding communities.

How does David William Marrazzo charge for services?

David William Marrazzo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUARDIAN ASSET ADVISORS, LLC?

GUARDIAN ASSET ADVISORS, LLC has approximately 7 employees and manages $201M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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