Unclaimed Profile

James Austin Wilding

CONFLUENCE WEALTH SERVICES, INC.·MCMURRAY, Pennsylvania

SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65Clean record26 years registeredCONFLUENCE WEALTH SERVICES, INC.

732 E MCMURRAY RD, MCMURRAY, PA 15317CRD# 2356075Firm CRD# 311980

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Austin Wilding · MCMURRAY, PA

Registration

CRD #2356075 · CONFLUENCE WEALTH SERVICES, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CONFLUENCE WEALTH SERVICES, INC.

CONFLUENCE FINANCIAL PARTNERS

Jul 2021 – Apr 2025

MCMURRAY, PA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Apr 2015 – Jul 2021

PITTSBURGH, PA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

May 2009 – May 2015

PITTSBURGH, PA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

May 2009 – May 2009

PITTSBURGH, PA

WELLS FARGO ADVISORS, LLC

Oct 1999 – May 2009

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Registration record

First registered · October 1, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONFLUENCE WEALTH SERVICES, INC.

CRD 311980 · SEC 801-120711

AUM

$3.1B

Regulatory assets under management

Employees

8,055 client accounts

Services offered by CONFLUENCE WEALTH SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONFLUENCE WEALTH SERVICES, INC. →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MCMURRAY?

Browse all registered financial advisors in MCMURRAY, Pennsylvania or claim this profile if it's yours.

Browse MCMURRAY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Austin Wilding offer?

James Austin Wilding specializes in Financial Planning, Investment Management, Wealth Management.

What are James Austin Wilding's credentials?

James Austin Wilding is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Austin Wilding located?

James Austin Wilding is based in MCMURRAY, Pennsylvania, last registered with CONFLUENCE WEALTH SERVICES, INC..

How does James Austin Wilding charge for services?

James Austin Wilding's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONFLUENCE WEALTH SERVICES, INC.?

CONFLUENCE WEALTH SERVICES, INC. has approximately 69 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →