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Keith Thomas Traynor

TRAYNOR CAPITAL MANAGEMENT, INC.·MALVERN, Pennsylvania
Series 7, Series 63, Series 65CFP20 years registeredTRAYNOR CAPITAL MANAGEMENT, INC.
418 E KING ST, MALVERN, PA 19355CRD# 2152210Firm CRD# 138881

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Keith Thomas Traynor · MALVERN, PA
Registration
CRD #2152210 · TRAYNOR CAPITAL MANAGEMENT, INC. · 20 years registered
Brand Profile
Not yet started
01

Career History

TRAYNOR CAPITAL MANAGEMENT
Feb 2006 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · February 6, 2006
Years registered · 20
Professional designation · CFP
03

Disclosure History

2002Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
TRAYNOR CAPITAL MANAGEMENT, INC.
CRD 138881 · SEC 801-78760
AUM
$1.2B
Regulatory assets under management
Employees
12
1,275 client accounts
Services offered by TRAYNOR CAPITAL MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TRAYNOR CAPITAL MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Keith Thomas Traynor offer?
Keith Thomas Traynor specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MALVERN, Pennsylvania for a consultation.
What are Keith Thomas Traynor's credentials?
Keith Thomas Traynor holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Keith Thomas Traynor located?
Keith Thomas Traynor is based in MALVERN, Pennsylvania, working with TRAYNOR CAPITAL MANAGEMENT, INC.. Their office serves clients in the MALVERN metropolitan area and surrounding communities.
How does Keith Thomas Traynor charge for services?
Keith Thomas Traynor's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRAYNOR CAPITAL MANAGEMENT, INC.?
TRAYNOR CAPITAL MANAGEMENT, INC. has approximately 12 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Pennsylvania
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