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John Mark James

THE VANGUARD GROUP, INC.·MALVERN, Pennsylvania
SIE, Series 7, Series 24, Series 63Clean recordTHE VANGUARD GROUP, INC.
100 VANGUARD BLVD, MALVERN, PA 19355CRD# 5594356Firm CRD# 105958

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Mark James · MALVERN, PA
Registration
CRD #5594356 · THE VANGUARD GROUP, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
THE VANGUARD GROUP, INC.
CRD 105958 · SEC 801-11953
AUM
$7909.8B
Regulatory assets under management
Employees
980
209 client accounts
Services offered by THE VANGUARD GROUP, INC.
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
View all advisors at THE VANGUARD GROUP, INC. →
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04

Frequently Asked Questions

What services does John Mark James offer?
John Mark James specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MALVERN, Pennsylvania for a consultation.
What are John Mark James's credentials?
John Mark James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Mark James located?
John Mark James is based in MALVERN, Pennsylvania, working with THE VANGUARD GROUP, INC.. Their office serves clients in the MALVERN metropolitan area and surrounding communities.
How does John Mark James charge for services?
John Mark James's firm is compensated through percentage of aum, other: allocated share of vanguard's total cost of operations. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE VANGUARD GROUP, INC.?
THE VANGUARD GROUP, INC. has approximately 980 employees and manages $7909.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THE VANGUARD GROUP, INC.

Frederick William Mcnabb
MALVERN, PA
Sarah Liane Houston
MALVERN, PA
Amma Acheampomaa Boateng
MALVERN, PA
Brian Wayne Dvorak
MALVERN, PA
Lauren Marie Valente
MALVERN, PA
Martha Geiger King
MALVERN, PA

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