Unclaimed Profile

James Lawrence Olsen

MALVERN CAPITAL MANAGEMENT, LLC·MALVERN, Pennsylvania

Series 6, Series 7, Series 63, Series 65Clean record33 years registeredMALVERN CAPITAL MANAGEMENT, LLC

5 GREAT VALLEY PARKWAY, MALVERN, PA 19355CRD# 1599511Firm CRD# 292396

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Lawrence Olsen · MALVERN, PA

Registration

CRD #1599511 · MALVERN CAPITAL MANAGEMENT, LLC · 33 years registered

Brand Profile

Not yet started

Career History

MALVERN CAPITAL MANAGEMENT

Apr 2018 – present

ONESOURCE RETIREMENT ADVISORS, INC.

Aug 2016 – Apr 2018

MALVERN, PA

PHILADELPHIA CORPORATION FOR INVESTMENT SERVICES

Nov 2006 – Nov 2006

WAYNE, PA

UVEST FINANCIAL SERVICES GROUP, INC.

Oct 2006 – Nov 2006

WAYNE, PA

SMART FINANCIAL ADVISORS, LLC

Feb 2006 – Aug 2006

DEVON, PA

RADNOR FINANCIAL ADVISORS, INC.

Aug 1993 – Mar 2005

WAYNE, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · August 3, 1993

Years registered · 33

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MALVERN CAPITAL MANAGEMENT, LLC

CRD 292396 · SEC 801-131034

AUM

$223M

Regulatory assets under management

Employees

359 client accounts

Services offered by MALVERN CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MALVERN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Lawrence Olsen offer?

James Lawrence Olsen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MALVERN, Pennsylvania for a consultation.

What are James Lawrence Olsen's credentials?

James Lawrence Olsen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Lawrence Olsen located?

James Lawrence Olsen is based in MALVERN, Pennsylvania, working with MALVERN CAPITAL MANAGEMENT, LLC. Their office serves clients in the MALVERN metropolitan area and surrounding communities.

How does James Lawrence Olsen charge for services?

James Lawrence Olsen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MALVERN CAPITAL MANAGEMENT, LLC?

MALVERN CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $223M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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