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James Maurice Norris

THE VANGUARD GROUP, INC.·MALVERN, Pennsylvania
Unclaimed Profile
100 VANGUARD BLVD, MALVERN, PA 19355CRD# 1783874Firm CRD# 105958
01

About

James Maurice Norris is a registered financial advisor based in MALVERN, Pennsylvania, affiliated with THE VANGUARD GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
THE VANGUARD GROUP, INC.
VANGUARD GROUP INC
AUM
$7909.8B
Regulatory assets under management
Employees
980
Total firm employees
View all advisors at THE VANGUARD GROUP, INC. →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Market timing services
04

Background

Compensation
Percentage of AUM
Other: ALLOCATED SHARE OF VANGUARD'S TOTAL COST OF OPERATIONS
Regulatory
SEC/IARD CRD# 1783874
Firm CRD# 105958
5 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Maurice Norris offer?
James Maurice Norris specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MALVERN, Pennsylvania for a consultation.
What are James Maurice Norris's credentials?
James Maurice Norris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Maurice Norris located?
James Maurice Norris is based in MALVERN, Pennsylvania, working with THE VANGUARD GROUP, INC.. Their office serves clients in the MALVERN metropolitan area and surrounding communities.
How does James Maurice Norris charge for services?
James Maurice Norris's firm is compensated through percentage of aum, other: allocated share of vanguard's total cost of operations. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE VANGUARD GROUP, INC.?
THE VANGUARD GROUP, INC. has approximately 980 employees and manages $7909.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MALVERN
Rory Balfour Riggs — CMG CAPITAL MANAGEMENT GROUP, INC.Alfred Marshall Rankin — THE VANGUARD GROUP, INC.Brian Keith Lureen — HERITAGE ADVISORY SERVICES, INC.Michael Thomas Rollings — THE VANGUARD GROUP, INC.Kimberly L. T. Zeller — PACER ADVISORS, INC.
Nearby cities in Pennsylvania
PHILADELPHIA (568)PITTSBURGH (541)RADNOR (221)WAYNE (201)CONSHOHOCKEN (146)
City Guides
PHILADELPHIA GuidePITTSBURGH GuideRADNOR GuideWAYNE GuideCONSHOHOCKEN Guide
Research
Advisor Fees in PennsylvaniaNational Fee Analysis
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