Unclaimed Profile

Steven Mark Mitchell

PLANNING STRATEGIES, INC.·LANCASTER, Pennsylvania

Series 6, Series 7, Series 63, Series 65Clean record24 years registeredPLANNING STRATEGIES, INC.

147 NORTH SHIPPEN STREET, LANCASTER, PA 17602CRD# 2114236Firm CRD# 117105

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Mark Mitchell · LANCASTER, PA

Registration

CRD #2114236 · PLANNING STRATEGIES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

PSI CAPITAL MANAGEMENT

Jan 2002 – present

INVESTACORP ADVISORY SERVICES INC

Oct 2001 – Jan 2007

MOUNT JOY, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 17, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLANNING STRATEGIES, INC.

CRD 117105 · SEC 801-112684

AUM

$287M

Regulatory assets under management

Employees

1,313 client accounts

Services offered by PLANNING STRATEGIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PLANNING STRATEGIES, INC. →

Introduction

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Frequently Asked Questions

What services does Steven Mark Mitchell offer?

Steven Mark Mitchell specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LANCASTER, Pennsylvania for a consultation.

What are Steven Mark Mitchell's credentials?

Steven Mark Mitchell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Mark Mitchell located?

Steven Mark Mitchell is based in LANCASTER, Pennsylvania, working with PLANNING STRATEGIES, INC.. Their office serves clients in the LANCASTER metropolitan area and surrounding communities.

How does Steven Mark Mitchell charge for services?

Steven Mark Mitchell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLANNING STRATEGIES, INC.?

PLANNING STRATEGIES, INC. has approximately 10 employees and manages $287M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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