Unclaimed Profile

James Joseph Seuffert

LOCKWOOD ADVISORS INC·KING OF PRUSSIA, Pennsylvania

LOCKWOOD ADVISORS INC

760 MOORE ROAD, KING OF PRUSSIA, PA 19406CRD# 1037647Firm CRD# 106108

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Joseph Seuffert · KING OF PRUSSIA, PA

Registration

CRD #1037647 · LOCKWOOD ADVISORS INC

Brand Profile

Not yet started

Disclosure history

7 disclosures on file · See FINRA BrokerCheck for full record

About

James Joseph Seuffert is a registered financial advisor based in KING OF PRUSSIA, Pennsylvania, affiliated with LOCKWOOD ADVISORS INC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Individuals

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

BNY MELLON ADVISORS, INC.

BNY ADVISORS

AUM

$19.7B

Regulatory assets under management

Employees

Total firm employees

View all advisors at BNY MELLON ADVISORS, INC. →

Services

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Other: ASSET BASED FEES RELATED TO MODEL PORTFOLIO DELIVERY

Regulatory

SEC/IARD CRD# 1037647

Firm CRD# 106108

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Joseph Seuffert offer?

James Joseph Seuffert specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in KING OF PRUSSIA, Pennsylvania for a consultation.

What are James Joseph Seuffert's credentials?

James Joseph Seuffert is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Joseph Seuffert located?

James Joseph Seuffert is based in KING OF PRUSSIA, Pennsylvania, working with LOCKWOOD ADVISORS INC. Their office serves clients in the KING OF PRUSSIA metropolitan area and surrounding communities.

How does James Joseph Seuffert charge for services?

James Joseph Seuffert's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: asset based fees related to model portfolio delivery. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOCKWOOD ADVISORS INC?

LOCKWOOD ADVISORS INC has approximately 80 employees and manages $19.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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