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James Joseph Seuffert

LOCKWOOD ADVISORS INC·KING OF PRUSSIA, Pennsylvania
Unclaimed Profile
760 MOORE ROAD, KING OF PRUSSIA, PA 19406CRD# 1037647Firm CRD# 106108
01

About

James Joseph Seuffert is a registered financial advisor based in KING OF PRUSSIA, Pennsylvania, affiliated with LOCKWOOD ADVISORS INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
BNY MELLON ADVISORS, INC.
BNY ADVISORS
AUM
$19.7B
Regulatory assets under management
Employees
80
Total firm employees
View all advisors at BNY MELLON ADVISORS, INC. →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: ASSET BASED FEES RELATED TO MODEL PORTFOLIO DELIVERY
Regulatory
SEC/IARD CRD# 1037647
Firm CRD# 106108
7 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Joseph Seuffert offer?
James Joseph Seuffert specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in KING OF PRUSSIA, Pennsylvania for a consultation.
What are James Joseph Seuffert's credentials?
James Joseph Seuffert is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Joseph Seuffert located?
James Joseph Seuffert is based in KING OF PRUSSIA, Pennsylvania, working with LOCKWOOD ADVISORS INC. Their office serves clients in the KING OF PRUSSIA metropolitan area and surrounding communities.
How does James Joseph Seuffert charge for services?
James Joseph Seuffert's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: asset based fees related to model portfolio delivery. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOCKWOOD ADVISORS INC?
LOCKWOOD ADVISORS INC has approximately 80 employees and manages $19.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in KING OF PRUSSIA
Patricia Ann Bicket — LOCKWOOD ADVISORS INCChad James Cutcliff — LOCKWOOD ADVISORS INCDavid Richard Hopkins — LOCKWOOD ADVISORS INCRonald Decicco — LOCKWOOD ADVISORS INCDavid Wayne Elkin — CMG INVESTMENT ADVISORS,LLC
Nearby cities in Pennsylvania
PHILADELPHIA (568)PITTSBURGH (541)RADNOR (221)WAYNE (201)CONSHOHOCKEN (146)
City Guides
PHILADELPHIA GuidePITTSBURGH GuideRADNOR GuideWAYNE GuideCONSHOHOCKEN Guide
Research
Advisor Fees in PennsylvaniaNational Fee Analysis
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