Unclaimed Profile

Cara Marie Cawood

WEST CHESTER CAPITAL ADVISORS INC·JOHNSTOWN, Pennsylvania

SIE, Series 7, Series 24, Series 66Clean record13 years registeredWEST CHESTER CAPITAL ADVISORS INC

216 FRANKLIN STREET, JOHNSTOWN, PA 15901-1911CRD# 5537077Firm CRD# 105846

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cara Marie Cawood · JOHNSTOWN, PA

Registration

CRD #5537077 · WEST CHESTER CAPITAL ADVISORS INC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEST CHESTER CAPITAL ADVISORS INC

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

Dec 2016 – Feb 2017

PITTSBURGH, PA

SMART ADVISORY GROUP, LLC

Sep 2016 – Dec 2016

YOUNGSTOWN, OH

PWA WEALTH MANAGEMENT

Mar 2013 – Sep 2016

PITTSBURGH, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · March 26, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEST CHESTER CAPITAL ADVISORS INC

CRD 105846 · SEC 801-47835

AUM

$1.1B

Regulatory assets under management

Employees

1,276 client accounts

Services offered by WEST CHESTER CAPITAL ADVISORS INC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at WEST CHESTER CAPITAL ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Cara Marie Cawood offer?

Cara Marie Cawood specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Cara Marie Cawood's credentials?

Cara Marie Cawood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cara Marie Cawood located?

Cara Marie Cawood is based in JOHNSTOWN, Pennsylvania, last registered with WEST CHESTER CAPITAL ADVISORS INC.

How does Cara Marie Cawood charge for services?

Cara Marie Cawood's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEST CHESTER CAPITAL ADVISORS INC?

WEST CHESTER CAPITAL ADVISORS INC has approximately 4 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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