Unclaimed Profile

Thomas Docherty Paulus

JFS WEALTH ADVISORS, LLC·HERMITAGE, Pennsylvania

Series 3, Series 7, Series 24, Series 63, Series 6527 years registeredJFS WEALTH ADVISORS, LLC

1479 N. HERMITAGE RD., HERMITAGE, PA 16148CRD# 2159009Firm CRD# 145051

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Docherty Paulus · HERMITAGE, PA

Registration

CRD #2159009 · JFS WEALTH ADVISORS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JFS WEALTH ADVISORS, LLC

JFS WEALTH ADVISORS, LLC

Jul 2015 – Jan 2021

BERWYN, PA

WEATHERVANE WEALTH MANAGEMENT, LLC

Sep 2004 – Jul 2015

BERWYN, PA

BONDS & PAULUS ASSOCIATES, INC.

Jul 1999 – Nov 2003

EXTON, PA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 29, 1999

Years registered · 27

Disclosure History

1995Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

JFS WEALTH ADVISORS, LLC

CRD 145051 · SEC 801-68333

AUM

$3.4B

Regulatory assets under management

Employees

6,043 client accounts

Services offered by JFS WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JFS WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Docherty Paulus offer?

Thomas Docherty Paulus specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas Docherty Paulus's credentials?

Thomas Docherty Paulus is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Docherty Paulus located?

Thomas Docherty Paulus is based in HERMITAGE, Pennsylvania, last registered with JFS WEALTH ADVISORS, LLC.

How does Thomas Docherty Paulus charge for services?

Thomas Docherty Paulus's firm is compensated through percentage of aum, hourly charges, subscription fees, other: revenue sharing on eligible credit, cash management, & insurance. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JFS WEALTH ADVISORS, LLC?

JFS WEALTH ADVISORS, LLC has approximately 84 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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