Unclaimed Profile

William James Parker

GRANDVIEW ASSET MANAGEMENT LLC·HARRISBURG, Pennsylvania

SIE, Series 6, Series 7, Series 63, Series 99TOClean record27 years registeredGRANDVIEW ASSET MANAGEMENT LLC

4200 CRUMS MILL ROAD, HARRISBURG, PA 17112CRD# 2363450Firm CRD# 172357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William James Parker · HARRISBURG, PA

Registration

CRD #2363450 · GRANDVIEW ASSET MANAGEMENT LLC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRANDVIEW ASSET MANAGEMENT LLC

GRANDVIEW ASSET MANAGEMENT LLC

Jan 2015 – Sep 2022

HARRISBURG, PA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jan 1999 – Nov 2014

MECHANICSBURG, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 99TO

Registration record

First registered · January 28, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRANDVIEW ASSET MANAGEMENT LLC

CRD 172357 · SEC 801-108096

AUM

$264M

Regulatory assets under management

Employees

1,263 client accounts

Services offered by GRANDVIEW ASSET MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GRANDVIEW ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does William James Parker offer?

William James Parker specializes in Financial Planning, Investment Management.

What are William James Parker's credentials?

William James Parker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William James Parker located?

William James Parker is based in HARRISBURG, Pennsylvania, last registered with GRANDVIEW ASSET MANAGEMENT LLC.

How does William James Parker charge for services?

William James Parker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRANDVIEW ASSET MANAGEMENT LLC?

GRANDVIEW ASSET MANAGEMENT LLC has approximately 8 employees and manages $264M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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