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Robert Ethan Caplan

RIVER WEALTH ADVISORS LLC·HARRISBURG, Pennsylvania
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3401 NORTH FRONT STREET, HARRISBURG, PA 17110CRD# 2479121Firm CRD# 173767
01

About

Robert Ethan Caplan is a registered financial advisor based in HARRISBURG, Pennsylvania, affiliated with RIVER WEALTH ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
RIVER WEALTH ADVISORS LLC
RIVER WEALTH ADVISORS LLC
AUM
$1.1B
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at RIVER WEALTH ADVISORS LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2479121
Firm CRD# 173767
2 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Robert Ethan Caplan offer?
Robert Ethan Caplan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HARRISBURG, Pennsylvania for a consultation.
What are Robert Ethan Caplan's credentials?
Robert Ethan Caplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Ethan Caplan located?
Robert Ethan Caplan is based in HARRISBURG, Pennsylvania, working with RIVER WEALTH ADVISORS LLC. Their office serves clients in the HARRISBURG metropolitan area and surrounding communities.
How does Robert Ethan Caplan charge for services?
Robert Ethan Caplan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RIVER WEALTH ADVISORS LLC?
RIVER WEALTH ADVISORS LLC has approximately 17 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in HARRISBURG
Robert James Dolan — CONRAD SIEGEL INVESTMENT ADVISORS, INC.Robert John Mrazik — CONRAD SIEGEL INVESTMENT ADVISORS, INC.David Henry Killick — CONRAD SIEGEL INVESTMENT ADVISORS, INC.Thomas Leroy Zimmerman — CONRAD SIEGEL INVESTMENT ADVISORS, INC.Kurt David Balderston — TMFS-HARRISBURG, LLC
Nearby cities in Pennsylvania
PHILADELPHIA (568)PITTSBURGH (541)RADNOR (221)WAYNE (201)CONSHOHOCKEN (146)
City Guides
PHILADELPHIA GuidePITTSBURGH GuideRADNOR GuideWAYNE GuideCONSHOHOCKEN Guide
Research
Advisor Fees in PennsylvaniaNational Fee Analysis
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