Unclaimed Profile

Robert Ethan Caplan

RIVER WEALTH ADVISORS LLC·HARRISBURG, Pennsylvania

RIVER WEALTH ADVISORS LLC

3401 NORTH FRONT STREET, HARRISBURG, PA 17110CRD# 2479121Firm CRD# 173767

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Ethan Caplan · HARRISBURG, PA

Registration

CRD #2479121 · RIVER WEALTH ADVISORS LLC

Brand Profile

Not yet started

Disclosure history

2 disclosures on file · See FINRA BrokerCheck for full record

About

Robert Ethan Caplan is a registered financial advisor based in HARRISBURG, Pennsylvania, affiliated with RIVER WEALTH ADVISORS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

RIVER WEALTH ADVISORS LLC

AUM

$1.1B

Regulatory assets under management

Employees

Total firm employees

View all advisors at RIVER WEALTH ADVISORS LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 2479121

Firm CRD# 173767

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Robert Ethan Caplan offer?

Robert Ethan Caplan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HARRISBURG, Pennsylvania for a consultation.

What are Robert Ethan Caplan's credentials?

Robert Ethan Caplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Ethan Caplan located?

Robert Ethan Caplan is based in HARRISBURG, Pennsylvania, working with RIVER WEALTH ADVISORS LLC. Their office serves clients in the HARRISBURG metropolitan area and surrounding communities.

How does Robert Ethan Caplan charge for services?

Robert Ethan Caplan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RIVER WEALTH ADVISORS LLC?

RIVER WEALTH ADVISORS LLC has approximately 17 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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