Unclaimed Profile

Frank Elmer Rutan

WHARTONHILL INVESTMENT ADVISORS·FORT WASHINGTON, Pennsylvania

Series 5, Series 7, Series 63, Series 66Clean record20 years registeredWHARTONHILL INVESTMENT ADVISORS

451 SOUTH BETHLEHEM PIKE, FORT WASHINGTON, PA 19034CRD# 710984Firm CRD# 151483

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Elmer Rutan · FORT WASHINGTON, PA

Registration

CRD #710984 · WHARTONHILL INVESTMENT ADVISORS · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WHARTONHILL INVESTMENT ADVISORS

GLOBAL RETIREMENT PARTNERS LLC

Jan 2020 – Apr 2021

Fort Washington, PA

INDEPENDENT FINANCIAL PARTNERS

Sep 2016 – Dec 2019

Fort Washington, PA

WHARTONHILL INVESTMENT ADVISORS

Jan 2010 – Oct 2016

FORT WASHINGTON, PA

BROYHILL ASSET MANAGEMENT PENNSYLVANIA, LLC

Oct 2009 – Nov 2009

FORT WASHINGTON, PA

NRP ADVISORS, INC.

Sep 2008 – Dec 2009

FORT WASHINGTON, PA

LEHMAN BROTHERS INC.

Aug 2006 – Sep 2008

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 63

Series 66

Registration record

First registered · August 8, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WHARTONHILL INVESTMENT ADVISORS

CRD 151483 · SEC 801-70611

AUM

$169M

Regulatory assets under management

Employees

353 client accounts

Services offered by WHARTONHILL INVESTMENT ADVISORS

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WHARTONHILL INVESTMENT ADVISORS →

Introduction

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Frequently Asked Questions

What services does Frank Elmer Rutan offer?

Frank Elmer Rutan specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Frank Elmer Rutan's credentials?

Frank Elmer Rutan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Elmer Rutan located?

Frank Elmer Rutan is based in FORT WASHINGTON, Pennsylvania, last registered with WHARTONHILL INVESTMENT ADVISORS.

How does Frank Elmer Rutan charge for services?

Frank Elmer Rutan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WHARTONHILL INVESTMENT ADVISORS?

WHARTONHILL INVESTMENT ADVISORS has approximately 3 employees and manages $169M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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