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Richard John Walters

COMPREHENSIVE FINANCIAL PLANNING INC·EAST PETERSBURG, Pennsylvania
SIE, Series 1, Series 7, Series 6335 years registeredCOMPREHENSIVE FINANCIAL PLANNING INC
5995 LEMON STREET, EAST PETERSBURG, PA 17520-1329CRD# 864624Firm CRD# 110937

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard John Walters · EAST PETERSBURG, PA
Registration
CRD #864624 · COMPREHENSIVE FINANCIAL PLANNING INC · 35 years registered
Brand Profile
Not yet started
01

Career History

COMPREHENSIVE FINANCIAL PLANNING, INC.
Feb 1991 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 7
Series 63
Registration record
First registered · February 19, 1991
Years registered · 35
03

Disclosure History

1993Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
COMPREHENSIVE FINANCIAL PLANNING INC
CRD 110937 · SEC 801-55646
AUM
$363M
Regulatory assets under management
Employees
6
556 client accounts
Services offered by COMPREHENSIVE FINANCIAL PLANNING INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at COMPREHENSIVE FINANCIAL PLANNING INC →
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05

Frequently Asked Questions

What services does Richard John Walters offer?
Richard John Walters specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in EAST PETERSBURG, Pennsylvania for a consultation.
What are Richard John Walters's credentials?
Richard John Walters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard John Walters located?
Richard John Walters is based in EAST PETERSBURG, Pennsylvania, working with COMPREHENSIVE FINANCIAL PLANNING INC. Their office serves clients in the EAST PETERSBURG metropolitan area and surrounding communities.
How does Richard John Walters charge for services?
Richard John Walters's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMPREHENSIVE FINANCIAL PLANNING INC?
COMPREHENSIVE FINANCIAL PLANNING INC has approximately 6 employees and manages $363M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Pennsylvania
PITTSBURGH (289)PHILADELPHIA (208)WAYNE (87)RADNOR (71)BERWYN (68)MALVERN (58)WEST CONSHOHOCKEN (56)LANCASTER (55)CONSHOHOCKEN (50)WYOMISSING (48)
City Guides
PITTSBURGH GuidePHILADELPHIA GuideWAYNE GuideRADNOR GuideBERWYN Guide
Research
Advisor Fees in PennsylvaniaNational Fee Analysis
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