Unclaimed Profile

Sean Patrick Powell

TMFS-PHILADELPHIA I, LLC·EAST NORRITON, Pennsylvania

Series 6, Series 7, Series 63, Series 65, Series 66Clean record14 years registeredTMFS-PHILADELPHIA I, LLC

38 EAST GERMANTOWN PIKE, EAST NORRITON, PA 19401CRD# 3106584Firm CRD# 140557

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Patrick Powell · EAST NORRITON, PA

Registration

CRD #3106584 · TMFS-PHILADELPHIA I, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TMFS-PHILADELPHIA I, LLC

CBIZ INVESTMENT ADVISORY SERVICES, LLC

Aug 2019 – Mar 2020

Philadelphia, PA

CBIZ RETIREMENT PLAN ADVISORY SERVICES

Aug 2019 – Mar 2020

Philadelphia, PA

THE MUTUAL FUND STORE

Jan 2012 – May 2013

EAST NORRITON, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · January 6, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TMFS-PHILADELPHIA I, LLC

CRD 140557 · SEC 801-68440

AUM

$146M

Regulatory assets under management

Employees

1,270 client accounts

Services offered by TMFS-PHILADELPHIA I, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TMFS-PHILADELPHIA I, LLC →

Introduction

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Frequently Asked Questions

What services does Sean Patrick Powell offer?

Sean Patrick Powell specializes in Financial Planning, Investment Management.

What are Sean Patrick Powell's credentials?

Sean Patrick Powell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Patrick Powell located?

Sean Patrick Powell is based in EAST NORRITON, Pennsylvania, last registered with TMFS-PHILADELPHIA I, LLC.

How does Sean Patrick Powell charge for services?

Sean Patrick Powell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TMFS-PHILADELPHIA I, LLC?

TMFS-PHILADELPHIA I, LLC has approximately 4 employees and manages $146M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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