Unclaimed Profile

James Carl Baird

COMPASS ION ADVISORS, LLC·CONSHOHOCKEN, Pennsylvania

SIE, Series 3, Series 6TO, Series 7, Series 8, Series 63, Series 65Clean record24 years registeredCOMPASS ION ADVISORS, LLC

300 FOUR FALLS CORPORATE CENTER, SUITE 230, CONSHOHOCKEN, PA 19428CRD# 847959Firm CRD# 166418

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Carl Baird · CONSHOHOCKEN, PA

Registration

CRD #847959 · COMPASS ION ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

KEEL POINT CAPITAL, LLC

Jan 2023 – present

COMPASS ION ADVISORS, LLC

Nov 2013 – present

EGE ADVISORS, LTD.

Jan 2009 – Dec 2009

KING OF PRUSSIA, PA

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

Dec 2008 – Jan 2014

TOTOWA, NJ

EGE ADVISORS, LTD.

Sep 2001 – Dec 2008

KING OF PRUSSIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 6TO

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · September 7, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS ION ADVISORS, LLC

CRD 166418 · SEC 801-78503

AUM

$1.1B

Regulatory assets under management

Employees

3,277 client accounts

Services offered by COMPASS ION ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS ION ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James Carl Baird offer?

James Carl Baird specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CONSHOHOCKEN, Pennsylvania for a consultation.

What are James Carl Baird's credentials?

James Carl Baird is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Carl Baird located?

James Carl Baird is based in CONSHOHOCKEN, Pennsylvania, working with COMPASS ION ADVISORS, LLC. Their office serves clients in the CONSHOHOCKEN metropolitan area and surrounding communities.

How does James Carl Baird charge for services?

James Carl Baird's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS ION ADVISORS, LLC?

COMPASS ION ADVISORS, LLC has approximately 20 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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